Modules
Below are the units that Kaplan Financial offer tuition/material for. The two Corporate Finance modules are offered on an inhouse basis only.
FSA Financial Regulation
This exam provides an understanding of the regulations and legislation that underpin financial markets and the conduct of investment business in the UK.
Securities
Provides those advising and/or dealing in securities with the knowledge and skills required for their job roles.
Derivatives
Provides those advising and/or dealing in derivatives with the knowledge and skills required for their job roles.
Principles of Financial Regulation
Ensures candidates have an understanding of the regulations and legislation that underpin financial markets and the conduct of investment business more appropriate to the wholesale practitioner.
Financial Derivatives
This exam covers the characteristics of derivatives including forwards, futures, swaps and others traded in the UK, their relationship to the underlying cash securities, and their use in achieving investment objectives.
Corporate Finance Regulation
Aimed at individuals working in corporate finance and related areas, such as venture capital, who need to demonstrate a sound understanding of the regulatory aspects of the subject.
Corporate Finance Technical Foundations
Aimed at individuals working in corporate finance and related areas, such as venture capital, who need to demonstrate a sound understanding of the technical aspects of the subject.